Popular Links
Right Column
Publications
The Department of Corporations is pleased to provide links to the following Publications for the Division listed below:
General
- Report issued by the Military Financial Protection Task Force [pdf]
- Inspection of Department Records Under the California Public Records Act
- 260.608. Fees for Publications
- 260.617. Charges for Copies of Documents
- Obtain a listing of licensees regulated by the department's Financial Services Division
- Law Enforcement Guide to the Corporate Securities Law (This pamphlet is a summary for general information and discussion only. It is not a full analysis of the matters presented.) [pdf]
Education & Outreach
- Alternate Language Documents
- Fraud Prevention Tips
- Investor
Education Digest
- Winter 2006 [pdf]
- **Investor Alerts!**
- Investor Information
- Law Enforcement Guide to the Corporate Securities Law (This pamphlet is a summary for general information and discussion only. It is not a full analysis of the matters presented.) [pdf]
- **Scam Alerts!**
- Seniors Against Investment Fraud (SAIF)
- Troops Against Predatory Scams (TAPS)
- Useful Tools & Resources
Financial Services Division
- California Deferred Deposit Transaction
Law
- Report issued by the Military Financial Protection Task Force [pdf]
- 2005 Annual Report of Operation of Deferred Deposit Originators [pdf]
- Febuary 2007 California Deferred Deposit Transaction Law Bulletin - Issue No. 3 [pdf]
- July 2006 California Deferred Deposit Transaction Law Bulletin - Issue No. 2 [pdf]
- March 2006 California Deferred Deposit Transaction Law Bulletin - Issue No. 1 [pdf]
- Report to the Governor and Legislature: California Deferred Deposit Transaction Law [pdf]
- California Finance Lenders Law
- 2003 Annual Report of Operations of Finance Companies - California Finance Lenders Law [pdf]
- 2002 Annual Report of Operations of Finance Companies - California Finance Lenders Law [pdf]
- 2001 Annual Report of Operations of Finance Companies - California Finance Lenders Law [pdf]
- California Residential Mortgage Lending Act
- Check Sellers, Bill Payers and Proraters Law
- Consumer Credit Counseling Industry Study [pdf]
- Find Questions and Answers about Credit Counseling Organizations [html] [pdf]
- Escrow Law
- Escrow Bulletin - January 2007 - Issue 31 [pdf]
- Inspection of Department Records Under the California Public Records Act
- Obtain a listing of licensees regulated by the department's Financial Services Division
- 20 Questions to ask a Lender or Mortgage Broker [pdf ]
- Mortgage Shopping Worksheet [pdf ]
- 260.608. Fees for Publications
- 260.617. Charges for Copies of Documents
Securities Regulations Division and Enforcement Division
- Law Enforcement Guide to the Corporate Securities Law (This pamphlet is a summary for general information and discussion only. It is not a full analysis of the matters presented.) [pdf]
- Look Before You Leap - A Guide to Buying a Franchise [pdf]
- Informed Investing - A Reference Guide for California Investors [pdf]
- Inspection of Department Records Under the California Public Records Act
- Investigate Before You Invest
- Investor Education - Table of Contents
- 260.608. Fees for Publications
- 260.617. Charges for Copies of Documents