Quick Hits

• Contact Us!
• Consumer Complaints
• Publication
• Rulemaking
• Financial Privacy
• Resources
• Public Records Act Request
• Small Business/Disabled Veteran Business Opportunities

Government Links

• Business, Transportation & Housing Agency
• California Industrial Development Finance Advisory Commission
• California Board of Accountancy
• California Department of Consumer Affairs
• California Department of Financial Insitutions
• California Department of Insurance
• Calfornia Department of Real Estate

Right Column

News Release: 03-10

List of Desist and Refrain Orders Issued

This list includes all of the Desist and Refrain Orders issued in the statewide enforcement sweep of insurance agents selling unqualified securities.

• 1st Atlantic Eastern Industries Trust
• Barnard, Edward
• Berryhill, Patrick Gordon
• Bertucci, Mary
• Blacklidge, Robert H.
• Burton, Diana
• Cameron, Christine
• Cameron-Kramer, Chris
• Christen Financial
• Christen Financial Services
• Christen Rosemary
• Clark Estate Services, LLC
• Clark Robert M.
• Cloud & Associates Consulting, Inc.
• Cloud, Robert M.
• Crystal, Frederick (Fred) Morris
• Derr, Dennis
• Drube, Margaret Annette
• ECSM Enterprises, Inc.
• Engele, Janice Marie
• ESN Insurance Services Network, Inc.
• EXCM Services, Inc.
• Fife, Darrin Drew
• First Atlantic Eastern Industries Trust
• Gillis, Paul W.
• Gleason Elder Planning
• The Gleason Group, Inc.
• Gleason, Juliette S.
• Gleason-Nix, Juliette S.
• Griswold, David R.
• Gusher Corporation
• Herbrand, Robert (Bob) Henry
• Hiland, Joseph Lewis
• Hiland, Tyson Joseph
• Icardo, Philp Arthur
• Ingle, Phillip Leroy
• Ingle, Thomas Warren
• Jordan, Barry Duane
• Kavajecz, Mark Owen
• Klick, Douglas H.
• Knauss, Varla Eve
• Koontz, Paul Michael
• Kramer, Stanley
• Mango, Francis John
• Manfred, Frank
• Mansoor, Richard
• Marasso, Jeffrey Bruce
• Martin, Dan
• Mason, Michael A.
• Mattingly, Shari L.
• Mattingly-Bevan, Shari L.
• McAfee, Michael Denman
• McCann, IV Martin Owen
• McKnight, Robert Taylor
• McKnight, Terry
• Meeks, Keith
• Miller, Richard A.
• Mobile Magic Sales, Inc.
• Newbury, Varla Eve
• Nitti, Glenn A.
• Nix, Thomas Allen
• Pacific Shores Financial, Inc.
• Paramount Financial Services
• Planned Gift Associates
• Pritchard, Memory
• Prout, Stephen Earl
• Ranhofer, John Francis
• Ritter, Eugene Franklin
• Roberts, Cal Stevens
• Rudolph, James E.
• Schneider, Jim R.
• Searle, Jonathan David
• Sequoia Financial Group
• Serrano, Hector P.
• Soqui, Louis
• Sprague, Mark L.
• Steffan, Mark Gregory
• Thomas, Patrick A.
• Ulberg, Cheryl
• Urner, Tracey
• VanMeirlo, Stanley Dwayne
• Wainer, Bruce Phillip
• Walter, Gert Arnold
• White, Robert
• Wiley, Heather
• Williams, Mark C.
• Wilson, Jeff