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Right Column

Applications & Forms

The Department of Corporations is pleased to provide links to the following laws listed below.  To find which is the proper office to file your application and or notice, please refer to Commissioner's Release 13-G (Revised). 

To view the files you MUST have Adobe Acrobat Reader installed on your system. Click here for download instructions for PDF.

Consumer Complaint Forms

Financial Services Division

• California Finance Lenders
• California Residential Mortgage Lending Act
• Check Sellers, Bill Payers and Proraters Law
• California Deferred Deposit Transaction Law
• California Escrow Law
• The Escrow-Source
• Frequently Asked Questions (FAQs) - General
• Index of Fees, Fines and Penalties Updated!
• Obtain a listing of licensees regulated by the department's Financial Services Division

General

• Certificate of Search Request Form (Solicitud de Certificado de Busqueda)
• Index of Fees, Fines and Penalties Updated!
• Obtain a listing of licensees regulated by the department's Financial Services Division

Securities Regulation Division

• Broker-Dealers
• Capital Access Company Companies
• Franchise Transactions
• Investment Advisers
• Securities Transactions
• Index of Fees, Fines and Penalties Updated!