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Investor Alerts!
- Franchise and Business Opportunity Scams Updated!
- Commissioner DuFauchard offers tips to help consumers avoid financial fraud and protect their savings.
- Law Enforcement Guide to the Corporate Securities Law (This pamphlet is a summary for general information and discussion only. It is not a full analysis of the matters presented.) [pdf]
- California Department of Corporations Advises Investors to Beware of Hurricane-Related Scams [pdf]
- California Department of Corporations Warns Investors to Beware of Fake Securities Regulators [pdf]
- Victims of Corporate Fraud Compensation Fund
- California Issues "Dirty Dozen" Investment Scams for 2005 [pdf]
- Financial Industry Regulatory Authority (NASD) Investor Alerts
- California Department of Corporations Cautions Investors to Be Aware of Fees Charged by Mutual Funds [pdf]
- Department of Corporations Warns Californians to Beware of Ponzi Schemes and Affinity Fraud [pdf]
- Department of Corporations Takes Securities Enforcement Action Against Self-Improvement Instructor Selling Stock in Phantom Company [pdf]
- Department of Corporations warns consumers to beware of suspicious investment opportunities being offered by two purported California companies calling themselves InterGlobal Mergers and Acquisitions and/or Benson & Raymond Acquisitions
- Californa Regulators Warn Consumers to Beware of Phone Solicitations Made by Unlicensed Company
- Department of Corporations Takes Enforcement Action Against Insurance Agents Selling Unlawful and Fraudulent Viatical Investments
- California Regulators Warn Seniors to Beware of High-Yield CD Bait-and-Switch Scheme
- Department of Corporations Orders Sale of Fitness Club Stock to Stop - Company's President Used Investors' Funds to Buy Luxury Items
- Davis Administration Warns of Energy Investment Scams
- Scam Artists May Capitalize on Investor's Fears Following Terrorist Attacks
- Californians Encouraged to Give Organ Scan Investments a Thorough Checkup
- Department of Corporations Assists Ongoing SEC Investigation - Promissory notes issued by J.T. Wallenbrock Associates