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Adminstrative Actions & Decisions — S

Respondents OAH File No. Decision's Effective Date Law Description
San Marcos Check Cashing L2006100864 4/5/07
California Deferred Deposit Transaction Law Order to revoke license of Chucri El-Maasri, dba San Marcos Check Cashing, for failing to maintain books and records in accordance with Financial Code section 23023, failing to disclose information to consumers in accordance with Financial Code section 23035, charging excessive fees in violation of Financial Code section 23036, and filing a false report in violation of 10 C.C.R. sec. 2030.
Salazar, George Michael L2003100573 01/30/04 Escrow Law Order to bar from any position of employment, management or control of any escrow agent pursuant to California Financial Code section 17423 of the Escrow Law.
Saraj, Jamshid L2006110258 03/14/07 Escrow Law Affirmed Order against Shiraz Escrow to discontinue escrow activities; revoked license of Shiraz Escrow, Inc; and barred Jamshid from any position of employment, management, or control of any escrow agent
Schultz Investment Advisory L2005120719 03/09/06 Corporate Securities Law of 1968 Order to deny respondent's application for an investment advisor certificate pursuant to Corporations Code section 25232 of the Corporate Securities Law of 1968.
Scott-Gross, Ian formerly known as Raymond Charles Gross L2007070922 11/27/07 Corporate Securities Law of 1968 Order for Cherokee Oil and Natural Gas Acquisition Company, LLC, and Ian Scott-Gross, formerly known as Raymond Charles Gross, to desist and refrain from offering and selling unqualified securities, and making misrepresentations in the offer or sale of securities.
The Senior's Choice, Inc. and Everhart, Steven L2007020013 05/01/07 Franchise Investment Law Order to desist and refrain from offering or selling unregistered franchises in violation of Corporations Code section 31110.
Shemano Capital Managemen L2004060054 07/07/05 Corporate Securities Law of 1968 Order to discontinue violations of failing to maintain required books and records, acting as an investment adviser after certificate was revoked; and assessing an administrative penalty of thirty thousand two hundred fifty dollars ($30,250) and cost recovery of twenty four thousand dollars ($24,000), pursuant to California Corporations Code sections 25230, 25244, 25249, 25252, 25256.
Shiraz Escrow , Inc. L2006110258 03/14/07 Escrow Law Affirmed Order against Shiraz Escrow to discontinue escrow activities; revoked license of Shiraz Escrow, Inc; and barred Jamshid from any position of employment, management, or control of any escrow agent
Shulman, Jerry L2007050142 04/08/08 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities pursuant to the Corporations Code section 25110 of the Corporate Securities Law of 1968.
Slaieh, Nabeel L2007040649 10/26/07 California Finance Lenders Law Order to desist and refrain from making loans without a finance lender’s license.
Simnowski, Gina L2001110583 04/12/02 Escrow Law Order to bar from any position of employment, management or control of any escrow agent pursuant to California Financial Code section 17423 of the Escrow Law.
Soliel, Jean-Claude N2006110225 03/14/07 Corporate Securities Law of 1968 Affirmed the October 2, 2006 order to desist and refrain from the unlawful offer or sale of securities, including memberships in investment groups.
Spunky Girl Productions L2006040382 08/22/06 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities pursuant to Corporations Code Section 25532 of the Corporate Securities Law of 1968.
Star Escrow, Inc. L2003020312 10/20/04 Escrow Law Order to suspend escrow license, for a period of fifteen (15) consecutive calendar days and to assess a monetary penalty of twenty thousand dollars ($20,000), for failing to timely file audit reports as well as failing to notify the Commissioner that a different accountant was to prepare the 2001 and 2002 audit reports than the accountant who prepared the most recent reports pursuant to California Financial Code sections 17406 and 17608 of the Escrow Law.
Stevenson, Michael E. L2006010092 07/26/06 Corporate Securities Law of 1968 Order to desist and refrain from selling unqualified securities, acting as an unlicensed investment adviser, and making misrepresentations in the offer or sale of securities, pursuant to Corporations Code Sections 25401, 25230, and 25110 of the Corporate Securities Law of 1968.
Sun-Noor N2000100368 11/25/02 Corporate Securities Law of 1968 Order to desist and refrain from acting as an investment advisor while not licensed as an investment advisor in the State of California, and to assess an administrative penalty of fourteen thousand dollars ($14,000), pursuant to the Corporations Code section 25532 of the Corporate Securities Law of 1968.
SVL Investment Management L2003080264 04/29/04 Corporate Securities Law of 1968 Order to discontinue violations of failing to file required financial reports with the Department, and to assess an administrative penalty of one thousand five hundred dollars ($1,500), pursuant to California Corporations Code section 25232 of the Corporate Securities Law of 1968.
Sweeney II, James Albert L2007070313 02/07/08 Corporate Securities Law of 1968 Order for James Albert Sweeney II and BigCo-op, Inc. to desist and refrain from offering and selling unqualified securities, and making misrepresentations in the offer or sale of securities in violations of Corporations Code Sections 25110 and 25401.