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Adminstrative Actions & Decisions — O
| Respondents | OAH File No. | Decision's Effective Date | Law | Description |
|---|---|---|---|---|
| Ogunbase, Yemi | L2006010092 | 07/26/06 | Corporate Securities Law of 1968 | Order to desist and refrain from selling unqualified securities, acting as an unlicensed investment adviser, and making misrepresentations in the offer or sale of securities, pursuant to Corporations Code Sections 25401, 25230, and 25110 of the Corporate Securities Law of 1968. |
| Orange County Escrow, Inc. | L2008010601 | 7/10/2008 | Escrow Law | Affirmed Order imposing administrative penalty assessment of $2,800 for violation of Financial Code section 17406 of the Escrow Law. |