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Adminstrative Actions & Decisions — M

Respondents OAH File No. Decision's Effective Date Law Description
M.E. Stevenson, Inc. L2006010092 07/26/06 Corporate Securities Law of 1968 Order to desist and refrain from selling unqualified securities, acting as an unlicensed investment adviser, and making misrepresentations in the offer or sale of securities, pursuant to Corporations Code Sections 25401, 25230, and 25110 of the Corporate Securities Law of 1968.
Marina Capital Management, Inc. L2007070912 04/08/08 Corporate Securities Law of 1968 Order to revoke investment advisor certificate for failing to maintain the required minimum net worth under the Corporate Securities Law of 1968.
Maru Cosmetics USA; Joung, Hee Yang, aka John H. Joung, and JNM Group, Inc. L2002100694 08/02/07 Franchise Investment Law Order to desist and refrain from offering or selling Beauty Credit franchises unless and until the offers are registered under the Franchise Investment Law
Maspero, Stacy Ann L-2002090534 01/13/03 Escrow Law Order to bar from any position of employment, management or control of any escrow agent pursuant to California Financial Code section 17423 of the Escrow Law. *(Case Designated as Precedent)* (see also Order Denying Petition for Reinstatement for Stacey Ann Maspero
Matrix Investment Corporation L2006010920 05/26/06 California Residential Mortgage Lending Act Order to revoke license for failing to file annual report and maintain a surety bond pursuant to Financial Code Sections 50200 and 50205.
Maynard, Dorice A., as an individual L20070700296 10/16/07 Corporate Securities Law of 1968

Order to deny the application of Mitchell M. Maynard, dba Terra Vista Financial Planners, for an investment adviser certificate.

Order to bar respondents Mitchell M. Maynard and Dorice A. Maynard from any position of employment, management, or control of any investment adviser, broker-dealer, or commodity adviser.

Maynard, Mitchell M. dba Terra Vista Financial Planners; Maynard M. Mitchell, as an individual; Dorice A. Mitchell, as an individual L20070700296 10/16/07 Corporate Securities Law of 1968

Order to deny the application of Mitchell M. Maynard, dba Terra Vista Financial Planners, for an investment adviser certificate.

Order to bar respondents Mitchell M. Maynard and Dorice A. Maynard from any position of employment, management, or control of any investment adviser, broker-dealer, or commodity adviser.

Maynard, Mitchell M, as an individual L20070700296 10/16/07 Corporate Securities Law of 1968

Order to deny the application of Mitchell M. Maynard, dba Terra Vista Financial Planners, for an investment adviser certificate.

Order to bar respondents Mitchell M. Maynard and Dorice A. Maynard from any position of employment, management, or control of any investment adviser, broker-dealer, or commodity adviser.

Medawar, Joseph M. L2005070937 01/12/06 Corporate Securities Law of 1968 Order to desist and refrain from acting as a broker-dealer without possessing a certificate from the Commissioner, pursuant to Corporations Code sections 25210 and 25532 of the Corporate Securities Law of 1968.
Melendez, Henry L2005110304 05/26/06 Escrow Law Order to revoke escrow agent license and to bar from any position of employment, management, or control for continuing to conduct escrow business without a license and falsifying records in violation of Financial Code Sections 17200, 17404, 17414, 17423, and 17702.
Monterey Bay Securities L2007090318 5/28/2008 Corporate Securities Law of 1968 Order to desist and refrain from selling unqualified securities, from selling securities by means of an untrue statement of a material fact, and from conducting business as an unlicensed investment adviser; revocation of broker-dealer certificate; bar of Kenneth Doolittle from employment in the securities industry; and order to pay restitution in the amount of $244, 970.62, administrative penalties in the amount of $23,000 and costs in the amount of $32,260.
Morones, Frank L2007120338 7/30/2008 Corporate Securities Law of 1968 Order to desist and refrain from violating Corporations Code sections 25110 (offer or sale of unqualified securities) and 25401 (omission and misrepresentatins of material facts).
Morrow, Linda L2001090207 02/13/02 Escrow Law Order to bar from any position of employment, management or control of any escrow agent pursuant to California Financial Code section 17423 of the Escrow Law.