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Adminstrative Actions & Decisions — L

Respondents OAH File No. Decision's Effective Date Law Description
Landeros,Valriano L2004060356 09/08/04 Escrow Law Order to bar from any position of employment, management or control of any escrow agent pursuant to California Financial Code section 17423 of the Escrow Law.

Leon, Rick Andrew

 L2004080137 11/03/04 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities, and acting as broker-dealers without possessing a certificate from the Commissioner, pursuant to Corporations Code section 25532 of the Corporate Securities Law of 1968. See also Order Staying Desist & Refrain Order Pending Appeal
Levy, Gregory D. L2002060099 01/30/03 California Securities Law of 1968 Order to desist and refrain from the further offer or sale of securities in the form of common stock unless and until qualification has been made pursuant to California Corporate Code section 25110 of the Corporate Securities Law of 1968.
Lifestyle Resorts, Inc. L2007050142 04/08/08 Corporate Securities Law of 1968 Order to desist and refrain from offering and selling unqualified securities pursuant to the Corporations Code section 25110 of the Corporate Securities Law of 1968.
Loan Funding Corporation of America L2003120508 11/24/04 California Residential Mortgage Lending Act Order to revoke CRMLA license for failing to submit a timely withdrawal plan and for failing to pay its annual assessment pursuant to Financial Code sections 50401 and 50123 of the California Residential Mortgage Lending Act.
Lotfadbadi, Hadi B. L2003040038 10/01/03 Corporate Securities Law of 1968 Order to desist and refrain from acting as an investment advisor without possessing a certificate from the California Corporate Commissioner pursuant to the Corporations Code section 25532 of the Corporate Securities Law of 1968.
Loxley & Star L2006080165 03/30/07 California Deferred Deposit TransactioinLaw Order to revoke the license of Loxley & Star, Inc. and to deny two license applications for numerous violations of the California Deferred Deposit Transaction Law, including making false statements in its applications in violation of Financial Code section 23011 and engaging in unlicensed business in violation of Financial Code sections 23005 and 23020.