| Respondents |
OAH File No. |
Decision's Effective Date |
Law |
Description |
| Jacobson, Clarissa |
L2006040382 |
08/22/06 |
Corporate Securities
Law of 1968 |
Order
to desist and refrain from offering and selling unqualified
securities pursuant to Corporations Code Section 25532
of the Corporate Securities Law of 1968. |
| Johns, William
Patrick |
L2003100190 |
02/20/04 |
Corporate
Securities Law of 1968 |
Order to discontinue
violations for failing to prepare and maintain monthly
net capital computations as well as failing to file required
annual financial reports, and to assess an administrative
penalty of two thousand two hundred fifty dollars ($2,250),
pursuant to California Corporations Code section 25249
of the Corporate Securities Law of 1968.
|
| Johnson, Faber
Laine |
N2006010920 |
07/20/06 |
Corporate Securities Law of 1968 |
Order to desist
and refrain from offering and selling unqualified
securities pursuant to Corporations Code Section 25532
of the Corporate Securities Law of 1968. |
| Jones, Tamara
K |
L2002100694 |
10/27/04 |
Escrow Law |
Order to approve
application for employment with an escrow agent subject
to a suspension from employment with an escrow agent for
a period of fifteen (15) consecutive calendar days as
well as a suspension from any position of management or
control of an escrow agent for a maximum period of 12
months pursuant to California Financial Code section 17423
of the Escrow Law. |
| Joung, Hee
Yang, aka John H. Joung, and JNM Group, Inc., dba Maru
Cosmetics USA |
L2002100694 |
08/02/07 |
Franchise Investment Law |
Order to desist
and refrain from offering or selling Beauty Credit
franchises unless and until the offers are registered
under the Franchise Investment Law |
