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Adminstrative Actions & Decisions — G
| Respondents | OAH File No. | Decision's Effective Date | Law | Description |
|---|---|---|---|---|
| Global Client Solutions, L.L.C | N2005120755 | 08/04/06 | Check Seller, Bill Payer and Proraters Law | Order to desist and refrain from engaging in the business of a prorater without a license, pursuant to Financial Code sections 12103 and 12200. |
| Global Venture Group and Ferguson, Steven Michael | L2004060054 | 05/27/05 | Corporate Securities Law of 1968 | Decision and
Proposed Decision in the Matter of the Desist
and Refrain Order Issued To: Steven Michael Ferguson and
Global Venture Group |
| Golden West Funding, Inc. | L2008010060 | 04/17/08 | California Residential Mortgage Lending Act | Order to revoke mortgage lender license for failure to pay the annual assessment pursuant to California Financial Code section 50401 of the California Residential Mortgage Lending Act. |
| Gonzalez, Alfredo | L2008010169 | 05/13/08 | Corporate Securities Law of 1968 | Rescission of order to desist and refrain from making unqualified offers or sales of securities, and from making offers or sales by means of untrue statements and omissions of material facts. |
| Gramercy Escrow Corp. | L2002090743 | 11/15/04 | Escrow Law | Order to revoke escrow license for taking unauthorized hold open fees from funds on deposit with escrow accounts that had closed, canceled or completed pursuant to California Financial Code section 17400 of the Escrow Law. |
| Grewal, Paul | L2004080137 | 11/03/04 | Corporate Securities Law of 1968 | Order to desist and refrain from offering and selling unqualified securities, and acting as broker-dealers without possessing a certificate from the Commissioner, pursuant to Corporations Code section 25532 of the Corporate Securities Law of 1968. |
| Gross, Raymond, Charles aka Ian Scott-Gross | L2007070922 | 11/27/07 | Corporate Securities Law of 1968 | Order for Cherokee Oil and Natural Gas Acquisition Company, LLC, and Ian Scott-Gross, formerly known as Raymond Charles Gross, to desist and refrain from offering and selling unqualified securities, and making misrepresentations in the offer or sale of securities. |
| Groves Mobile Home Real Estate, Inc. and Dougherty, Donald E. | L2005050145 |
12/07/05 | Corporate Securities Law of 1968 | Order to withdraw the desist and refrain order issued under Corporations Code section 25532. See also Proposed Decision (07/25/06) and Order of Rejection of Proposed Decision (11/04/05). |
| Growth Resource Group, Inc. | L2005060260 |
10/19/06 | California
Finance Lenders Law |
Order suspending the finance lender's licenses for seven days, requiring within 180 days the escheatment of refunds, and requiring proof that it has been done. |
| Guardian Capital Management | N2006010920 | 07/20/06 | Corporate Securities Law of 1968 | Order to desist and refrain from offering and selling unqualified securities pursuant to Corporations Code Section 25532 of the Corporate Securities Law of 1968. |
| Gynes, Naullie | N2001090179 | 01/02/02 | Corporate Securities Law of 1968 | Order to revoke escrow license and assess a monetary penalty of eight thousand dollars ($8,000) for taking unauthorized hold open fees from funds on deposit with escrow accounts that had closed, canceled or completed pursuant to California Financial Code section 17400 of the Escrow Law. |



