| Respondents |
OAH File
No. |
Decision's
Effective Date |
Law |
Description |
| California
Medspas, Inc., aka Calmed Spas, also Durocher, John Harold,
aka John Powers and John Rockford and |
L2007010385 |
06/08/07 |
Corporate Securities
Law of 1968 |
Order for John
Durocher and California MedSpas, Inc. to desist
and refrain from offering or selling or buying or
offering to buy any security in State of California, including,
but not limited to, shares of common stock in CalMed Spas
by means of any written or oral communication which includes
an untrue statement of a material fact or omits to state
a material fact.
Order for John Durocher and California MedSpas, Inc. to desist
and refrain from further offer or sale in State of
California of securities, including, but not limited to
shares of common stock in CalMed Spas unless and until
qualification has been made under said law or unless exempt. |
| Casa Simpatica,
LLC and Brown, Suzy |
L2005050447 |
12/22/05 |
Corporate Securities
Law of 1968 |
Order to rescind
the desist
and refrain order issued under Corporations Code section
25532. |
| Cash It Quick
(Nadia Haddad, dba) |
L2005060355 |
08/28/05 |
California
Deferred Deposit Transaction Law |
Order to desist
and refrain from engaging in the business of deferred
deposit transaction without first obtaining a license
from the Commissioner pursuant to California Corporations
Code sections 23005 and 23050 of the California Deferred
Deposit Transaction Law. (Case Designated as Precedent) |
| Cherokee Oil and Natural Gas Acquisition Co. and Ian Scott-Gross, formerly known as Raymond Charles Gross |
L2007070922 |
11/27/07 |
Corporate Securities Law of 1968 |
Order for Cherokee Oil and Natural Gas Acquisition Company, LLC, and Ian Scott-Gross, formerly known as Raymond Charles Gross, to desist and refrain from offering and selling unqualified securities, and making misrepresentations in the offer or sale of securities. |
| Clark, Robert
M. |
L2003060888 |
08/25/04 |
Corporate Securities Law of 1968 |
Order to desist
and refrain from effecting the transaction of securities
without a license, selling unqualified securities, and
making untrue statements of material fact to clients pursuant
to the Corporations Code section 25532 of the Corporate
Securities Law of 1968 |
| Conlee, Robert
LaVern |
L2004020472 |
10/26/04 |
Escrow Law |
Order to Order
to bar from any position of employment, management or
control of any escrow agent pursuant to California Financial
Code section 17423 of the Escrow Law. |
| Consolidated
Leasing Anadarko Joint Venture |
N2006010920 |
07/20/06 |
Corporate Securities Law of 1968 |
Order to desist
and refrain from offering and selling unqualified
securities pursuant to Corporations Code Section 25532
of the Corporate Securities Law of 1968. |
| Consolidated
Leasing Hugoton Joint Venture #2 |
N2006010920 |
07/20/06 |
Corporate Securities Law of 1968 |
Order to desist
and refrain from offering and selling unqualified
securities pursuant to Corporations Code Section 25532
of the Corporate Securities Law of 1968. |
| Consolidated
Management Group, LLC |
N2006010920 |
07/20/06 |
Corporate Securities Law of 1968 |
Order to desist
and refrain from offering and selling unqualified
securities pursuant to Corporations Code Section 25532
of the Corporate Securities Law of 1968. |
| Cooper, Peggy
Sue |
L2006010092 |
07/26/06 |
Corporate Securities
Law of 1968 |
Order to desist
and refrain from selling unqualified securities, acting
as an unlicensed investment adviser, and making misrepresentations
in the offer or sale of securities, pursuant to Corporations
Code Sections 25401, 25230, and 25110 of the Corporate
Securities Law of 1968. |
| Cooper, Steve
O. Sr. |
L2006010092 |
07/26/06 |
Corporate Securities
Law of 1968 |
Order to desist
and refrain from selling unqualified securities, acting
as an unlicensed investment adviser, and making misrepresentations
in the offer or sale of securities, pursuant to Corporations
Code Sections 25401, 25230, and 25110 of the Corporate
Securities Law of 1968. |
