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Adminstrative Actions & Decisions — A

Respondents OAH File No. Decision's Effective Date Law Description
A.L.I. Inc. L2007090041 1/25/08 California Deferred Deposit Transaction Law Order that A.L.I., Inc, dba Premiere Stations, desist and refrain from:  1) failing to conspicuously post license in its place of business, 2) failing to distribute the mandated notice to consumers prior to entering into an agreement, 3) failing to disclose that a licensee can not make a deferred deposit transaction contingent on the purchase or sale of another product or service, 4) failing to include disclosure that customer can not be prosecuted or threatened with prosecution to collect a deferred deposit transaction in its agreement with customer, 5) failing to post required notices in unobstructed view of the public, at its licensed location, 6) failing to keep evidence of the check for closed deferred deposit transactions, and 7) failing to maintain records demonstrating minimum net worth of $25,000.

Order for A.L.I., Inc., dba Premiere Stations, to pay administrative penalties to the Department of Corporations of $13,500 within 30 days of effective date of decision.
Advance California L2006040103 08/10/06 California Deferred Deposit Transaction Law Order to desist and refrain from engaging in unlicensed deferred deposit transactions, and denying an application for a deferred deposit transaction license, pursuant to Financial Code sections 23050 and 23011.
All Weather Portfolio Management, Inc L2006040329
L2006040330
 11/09/06 Corporate Securities Law of 1968 Order to pay administrative penalties $1,125 for willful violations of title 10 of CCR, sections 260.241.2(a), 260.241.2(d)(2)(B), and 260.241.3(j); and Order to discontinue violations pursuant to Corporations Code section 25249.
Allied Energy Group, Allied Syndications, Inc. L2007120338 7/30/2008 Corporate Securities Law of 1968 Order to desist and refrain from violating Corporations Code sections 25110 (offer or sale of unqualified securities) and 25401 (omission and misrepresentatins of material facts).
Altus Healthcare, Inc. L2004120121 07/28/05 Corporate Securities Law of 1968 Order to desist and refrain from selling or purchasing securities by any means of written or oral communications containing false statements or omissions pursuant to Corporations Code section 25401 of the Corporate Securities Law of 1968.
American Equity Investment Life Insurance Company N2004080527 12/14/04 Corporate Securities Law of 1968 Order to desist and refrain from acting as an investment adviser without possessing a certificate from the Commissioner, pursuant to Corporations Code Section 25230 of the Corporate Securities Law of 1968.
Avila, Raul and The Avcorp Group L2004090416
 08/03/05 Corporate Securities Law of 1968 Order to desist and refrain from selling unqualified securities and making material misrepresentations, pursuant to Corporations Code sections 25110 and 25401 of the Corporate Securities Law of 1968.
Avcorp Group (The) and Avila, Raul L2004090416
 08/03/05 Corporate Securities Law of 1968 Order to desist and refrain from selling unqualified securities and making material misrepresentations, pursuant to Corporations Code sections 25110 and 25401 of the Corporate Securities Law of 1968.