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Online Filings – Limited Offering Exemption Notice (LOEN)
Welcome to the Corporations Online Filings for the Limited Offering Exemption Notice. (This filing is required for persons claiming the exemption from securities qualification for certain limited securities offerings.)
As of July 22, 2005, you must file the Limited Offering Exemption Notice electronically, except in demonstrated cases of hardship, and pay the associated filing fee online.
As an alternative to filing in person or by mail, this online system allows you to electronically file your Limited Offering Exemption Notice under Corporations Code Section 25102(f) or Rule 260.103, and pay the associated filing fees, online. (This filing is required for persons claiming the exemption from securities qualification for certain limited securities offerings.)
Please note the rules regarding mandated fillings under Corporations Code Section 25102(f) became effective on July 22, 2005. (PRO 19/04)
Rules
- 260.102.12. Limited Offering Exemption Interpretations
- 260.102.13. Limited Offering Exemption Excluded Purchasers
- 260.102.14. Limited Offering Exemption Notice of Transaction
- 260.103. Exemption from Qualification of Recapitalizations and Reorganizations
Payment
The online filing system accepts the following credit card secured transactions:
Visa
MasterCard
Discover Card
Browser Requirements
For best results, use Microsoft Internet Explorer 5.5 or later, or Netscape 7.0 or later.
Contact Information
If you need assistance regarding the Department of Corporations' Online Filing System, call (866) 275-2677 or 866 ASK CORP. Representatives are available to assist you Monday through Friday from 8 a.m. to 4:30 p.m. (PST). Additional Contact Information
Start Filing
If you are new to filing onliine, you may wish to keep this Online Assistance reference window open or print the information to reference while you are filing your notice. [html | pdf]

