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Enforcement Actions: Civil Actions, Desist & Refrain Orders
Case Number: Orange Case #: 06CC07158
Date of Initial Action: 06/16/06
Defendants/Respondents: Scott, Steven Arthur; Benchmark Financial Services
Adminstrative Action Respondents:
- Scott, Steven Arthur; Benchmark Financial Services; Benchmark Financial Services, Inc.
- 08/03/06 Accusation
Documents:
- Decision by Settlement
- Stipulation to Entry of an Order issuing an Amended Preliminary Injunction, Civil Penalties, Denial land Bar by Defendants
- First Amended Complaint for Injuctive Relief; Civil Penalties; and Ancillary Relief; Violation of California Corporations Code Section 25230 (Unlicensed Investment Adviser); Violation of California Corporations Code Section 25235 (Fraud by an Investment Adviser).
- Stipulation to Entry of an Order Issuing a Preliminary Injunction between Plaintiff and Defendants.
- Complaint for Injunctive Relief; Civil Penalties; and Ancillary Relief; Violation of Corporations Code Section 25230 (Unlicensed Investment Adviser); Violation of California Corporations Code section 25235 (Fraud by an Investment Adviser;
- Memorandum of Points & Authorities in Support of Notice of Ex Parte Application and Application for Temporary Restraining Order; and Request for Order to Show Cause re: Preliminary Injunction
- Notice of Ex Parte Application and Application for Temporary Restraining Order; and Request for Order to Show Cause re: Preliminary Injunction
- Temporary Restraining Order and Order to Show Cause re: Preliminary Injunction